Navigate

Advocate

Collaborate

Welcome


Northern Lights Distributors, LLC is a broker-dealer specializing in mutual fund distribution. We help our fund clients navigate the distribution universe by offering a high touch service and collaboration with financial intermediaries and industry partners.

Advocate


We assist our clients to establish industry partnerships and uncover product distribution and sponsorship opportunities through our network of hundreds of established selling agreements with wire houses, independent broker-dealers, regional broker-dealers, banks and trust companies.

Collaborate


We view our relationship with our clients as a collaborative partnership. We provide introductions to industry experts focused on marketing, public relations, web and media. After understanding your distribution goals and objectives, our strategic relationship team will help you develop a customized action plan.

Advisor Knowlege Center


Four Cornerstones of Distribution

Competitive Edge Marketing Resources Distribution Activity Distribution Planning

Northern Lights Distributors, LLC is focused on helping investment advisors navigate the complexities of mutual fund distribution. The Advisor Knowledge Center is our firm’s value-added offering to provide meaningful insight that may impact sales growth. It is designed to follow the Cornerstones of Distribution framework for developing distribution strategies.

Access the Advisor Knowledge Center

Meet the Team


Executive Team

Brian Nielsen
Chief Executive Officer
Bill Wostoupal
President
Mike Nielsen
Chief Compliance Officer
Alma Piscitello
Executive Vice President, Strategic Advisor Services

Strategic Relationships Team

Jaclyn Peal
AVP, Strategic Relationships
Greg Vignoli
Senior Relationship Manager
Dan Severa
Relationship Manager
Flavia Samper
Director, Senior Relationship Manager

Compliance Team

Gary Danahy
Compliance Program Director
Janelle Hardy
Compliance Team Director
Chris Wendt
Compliance Specialist
Scott Smith
Compliance Specialist
Erik Pearson
Compliance Specialist
Jamie Huss
Compliance Specialist

Active Marketing Team

Don Pawluk
Regional Business Development
Michelle Bennett
Regional Business Development

Check the background of investment professionals on FINRA’s BrokerCheck.