Responding to Due Diligence Questionnaires
Financial intermediaries conduct various levels of product due diligence to gain a better understanding of the investment firm’s Competitive Edge. Due diligence questionnaires cover two key areas; firm and product. Due diligence teams are seeking to understand the investment advisor’s philosophy, processes and operational support to best determine business viability and product continuity. The following is a general guideline, created to…
Read MoreUncover Your Competitive Edge
It is Northern Lights Distributors LLC (NLD)’s belief that an organization’s fundamental characteristics define the competitive advantage. The defining characteristics may be a single or a combination of culture, process and execution that magnifies an organization’s Competitive Edge versus the competition. The “Edge” is that extra component which can make an organization shine.
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