Fund Compliance

About Us


We are a wholly-owned subsidiary of NorthStar Financial Services Group, LLC with offices in Omaha, NE. As a company born and managed from investment advisor roots, we understand the challenges you face. What affects you affects us. Whether you’re using our distribution services to access hundreds of established selling agreements, process 12b-1 payments, trade via the NSCC, or submit materials for advertising review, you’ll find Northern Lights Distributors, LLC responsive, affordable, and precise.

Treating each relationship uniquely, NLD works side by side with investment advisors to grow assets in their funds by offering sales and distribution support and assisting in defining and implementing marketing and distribution plans. Through our key accounts specialists, NLD connects funds with broker-dealers to help establish selling agreements and develop working relationships with their representatives.