• Atlas U.S. Tactical Income Fund Selling Agreement
• Boyar Value Fund, Inc. Selling Agreement
• CIM Selling Agreement
• Centerstone Investors Trust Selling Agreement
• Copeland Trust Selling Agreement
• DGI Investment Trust
• Grandeur Peak Global Trust Selling Agreement
• Miller Investment Trust Selling Agreement
• Mutual Fund Series Trust Selling Agreement
• Mutual Fund and Variable Insurance Trust Selling Agreement
• North Country Funds Selling Agreement
• Northern Lights Fund Trust II Selling Agreement
• Northern Lights Fund Trust III Selling Agreement
• Northern Lights Fund Trust IV Selling Agreement
• Northern Lights Fund Trust Selling Agreement
• OCM Mutual Fund Selling Agreement
• PREDEX Selling Agreement
• Princeton Everest Fund Selling Agreement
• Qualified Tuition Plans Selling Agreement
• Saratoga Advantage Trust Selling Agreement
• Tributary Funds Selling Agreement
• Two Roads Shared Trust Selling Agreement
• Zacks Trust Selling Agreement

• Atlas U.S. Tactical Income Fund Schedule of Funds
• Boyar Value Fund, Inc. Schedule of Funds
• Centerstone Investors Trust Schedule of Funds (5.3.2016)
• Copeland Trust Schedule of Funds (1.1.2022)
• DGI Investment Trust Schedule of Funds (9.1.2023)
• Grandeur Peak Global Trust Schedule of Funds (6.13.2023)
• Miller Investment Trust Schedule of Funds (1.1.2022)
• Mutual Fund Series Trust Schedule of Funds (4.1.2024)
• Mutual Fund and Variable Insurance Trust Schedule of Funds (12.20.2023)
• North Country Funds Schedule of Funds (4.1.2022)
• Northern Lights Fund Trust II Schedule of Funds (3.1.2024)
• Northern Lights Fund Trust III Schedule of Funds (03.15.2024)
• Northern Lights Fund Trust IV Schedule of Funds (12.12.2023)
• Northern Lights Fund Trust Schedule of Funds (4.5.2024)
• OCM Mutual Fund Schedule of Funds (3.28.2023)
• PREDEX Schedule of Funds (3.1.2018)
• Princeton Everest Fund Schedule of Funds (12.13.2022)
• Qualified Tuition Plans Schedule of Plans (7.23.2014)
• Saratoga Advantage Trust Schedule of Funds (7.1.2021)
• Tributary Funds Schedule of Funds (12.1.2022)
• Two Roads Shared Trust Schedule of Funds (12.20.2023)
• Zacks Trust Schedule of Funds (12.04.2023)

ACM Dynamic Opportunity Fund

• Fidelity Investments
• LPL Financial LLC
• Morgan Stanley Smith Barney LLC
• TD Ameritrade, Inc.
• Vanguard Marketing Corporation

Absolute Capital Funds

• Axos Advisor Services
• Charles Schwab & Co., Inc
• Fidelity Investments
• Morgan Stanley Smith Barney LLC
• Pershing LLC
• TD Ameritrade, Inc.

Al Frank Fund

• Ameriprise Financial Services, Inc.
• Charles Schwab & Co., Inc
• Fidelity Investments
• LPL Financial LLC
• Morgan Stanley Smith Barney LLC
• Pershing LLC
• TD Ameritrade, Inc.
• UBS Financial Services Inc.
• Vanguard Marketing Corporation

AlphaCentric Funds

• Axos Advisor Services
• Fidelity Investments
• Morgan Stanley Smith Barney LLC
• TD Ameritrade Clearing, Inc.
• U.S. Bank N.A.
• Voya Financial Partners, LLC

Altegris Funds

• Altegris Investments, Inc.
• American Enterprise Investment Services Inc.
• Ascensus, LLC
• AssetMark Trust Company
• Charles Schwab & Co., Inc
• Fidelity Investments
• John Hancock Trust Company
• LPL Financial LLC
• Merrill Lynch, Pierce, Fenner & Smith Incorporated
• Morgan Stanley Smith Barney LLC
• Pershing LLC
• Raymond James & Associates, Inc.
• Raymond James Financial Services, Inc.
• TD Ameritrade, Inc.
• U.S. Bank N.A.
• UBS Financial Services Inc.
• VALIC Retirement Services Company
• Voya Financial Partners, LLC

Anchor Funds

• Charles Schwab & Co., Inc
• Fidelity Investments
• Morgan Stanley Smith Barney LLC
• RBC Capital Markets, LLC
• TD Ameritrade, Inc.
• Voya Financial Partners, LLC

Anfield & Affinity Funds

• Charles Schwab & Co., Inc
• Fidelity Investments
• Morgan Stanley Smith Barney LLC
• Pershing LLC
• UBS Financial Services Inc.

Arrow Funds

• Ameriprise Financial Services, Inc.
• Charles Schwab & Co., Inc
• Charles Schwab Trust Company
• Citigroup Global Markets Inc.
• Fidelity Investments
• Merrill Lynch, Pierce, Fenner & Smith Incorporated
• Morgan Stanley & Co. Incorporated
• Morgan Stanley Smith Barney LLC
• Prudential Investment Management Services, LLC
• TD Ameritrade, Inc.
• UBS Financial Services Inc.
• Vanguard Marketing Corporation
• Wells Fargo Clearing Services, LLC

Arrow Investments Trust

• Allstate Financial Services, LLC
• American Portfolios Financial Services, Inc.
• Ameriprise Financial Services, Inc.
• Ameritas Investment Corp.
• Apex Clearing Corporation
• Ascensus Broker Dealer Services, LLC
• Axos Advisor Services
• Axos Clearing LLC
• BB&T Securities, LLC
• BFT Financial Group, LLC
• Benjamin F. Edwards & Company, Inc.
• Berthel, Fisher & Company Financial Services, Inc.
• Brokers International Financial Services, LLC
• CRI Securities, LLC
• Cadaret, Grant & Co., Inc.
• Cambridge Investment Research, Inc.
• Cantella & Co., Inc.
• Capital Financial Services, Inc.
• Cetera Advisor Networks LLC
• Cetera Advisors LLC
• Cetera Investment Services LLC
• Charles Schwab & Co., Inc
• Comerica Bank
• Commonwealth Financial Network
• Credit Suisse Securities (USA) LLC
• Cutter & Company, Inc.
• D.A. Davidson & Co.
• Davenport & Company LLC
• Delta Trust Investments, Inc.
• Deutsche Bank Securities, Inc.
• Dinosaur Financial Group, L.L.C
• Dorsey & Company, Inc.
• Dougherty & Company LLC
• Empower Financial Services, Inc.
• Ensemble Financial Services, Inc.
• FSC Securities Corporation
• First Allied Securities, Inc.
• First American Securities, Inc.
• First Heartland Capital, Inc.
• Folio Investments, Inc.
• Garden State Securities, Inc.
• Geneos Wealth Management, Inc.
• Gradient Securities, LLC
• HSBC Securities (USA) Inc.
• Halliday Financial, LLC
• Hefren-Tillotson, Inc.
• Hennion & Walsh, Inc.
• Hilltop Securities Inc.
• INTL FCStone Financial Inc.
• International Assets Advisory, LLC
• Investacorp, Inc.
• J.J.B. Hilliard, W.L. Lyons, LLC
• J.P. Morgan Securities LLC
• Janney Montgomery Scott LLC
• Kestra Investment Services, LLC
• LPL Financial LLC
• Lincoln Financial Advisors Corporation
• Lincoln Financial Securities Corporation
• MHA Financial Corp
• MML Investors Services, LLC
• McDonald Partners LLC
• Mid Atlantic Capital Corporation
• Minnesota Valley Investments
• Money Concepts Capital Corp
• Morgan Keegan & Company, Inc.
• Mutual Securities, Inc.
• National Securities Corporation
• Newbridge Securities Corporation
• Oppenheimer & Co. Inc.
• PMK Securities & Research, Inc.
• Pershing Advisor Solutions LLC
• Pershing LLC
• Prospera Financial Services, Inc.
• RBC Capital Markets, LLC
• Raymond James & Associates, Inc.
• Raymond James Financial Services, Inc.
• Reliance Trust Company
• Rhodes Securities, Inc.
• Robert W. Baird & Co. Incorporated
• Royal Alliance Associates, Inc.
• SagePoint Financial, Inc.
• Saperston Asset Management, Inc.
• Securian Financial Services, Inc.
• Securities America, Inc.
• Securities Management & Research, Inc.
• Shareholders Service Group, Inc.
• Sigma Financial Corporation
• Silver Oak Securities, Incorporated
• Stephens Inc.
• Stifel, Nicolaus & Company, Incorporated
• Summit Brokerage Services, Inc.
• Sunset Financial Services, Inc.
• TD Ameritrade Trust Company
• TD Ameritrade, Inc.
• The Oak Ridge Financial Services Group, Inc.
• Triad Advisors LLC
• U.S. Bancorp Investments, Inc.
• U.S. Bank N.A.
• United Planners Financial Services of America
• Vanderbilt Securities, LLC
• Vanguard Marketing Corporation
• Voya Financial Advisors, Inc.
• Wedbush Securities Inc.
• Wellington Shields & Co., LLC
• Wells Fargo Advisors Financial Network, LLC
• Wells Fargo Clearing Services, LLC
• Western Equity Group, Inc.
• Western International Securities, Inc.
• Westport Resources Investment Services, Inc.
• Wilbanks Securities, Inc.
• William Blair & Company L.L.C.
• Wilmington Trust Retirement & Institutional Services Company
• World Equity Group, Inc.

Astor Funds

• Charles Schwab & Co., Inc
• Fidelity Investments
• LPL Financial LLC
• Morgan Stanley Smith Barney LLC
• TD Ameritrade, Inc.
• UBS Financial Services Inc.

Athena Behavioral Tactical Fund

• Charles Schwab & Co., Inc
• Fidelity Investments
• Morgan Stanley Smith Barney LLC

Atlas Funds

• Charles Schwab & Co., Inc
• First Southern, LLC
• Nationwide Planning Associates, Inc.
• Pershing LLC
• UBS Financial Services Inc.

BTS Funds

• BTS Securities Corporation
• Cabot Lodge Securities LLC
• Charles Schwab & Co., Inc
• Fidelity Investments
• Morgan Stanley Smith Barney LLC
• Pershing LLC
• RBC Capital Markets, LLC
• TD Ameritrade, Inc.
• UBS Financial Services Inc.
• Vanguard Marketing Corporation

Balter Funds

• TD Ameritrade, Inc.
• Vanguard Marketing Corporation

Beech Hill Total Return Fund

• Beech Hill Securities, Inc.

Biondo Funds

• American Enterprise Investment Services Inc.
• Ameriprise Financial Services, Inc.
• Charles Schwab & Co., Inc
• Fidelity Investments
• Morgan Stanley Smith Barney LLC
• UBS Financial Services Inc.

Boyar Value Fund

• Charles Schwab & Co., Inc
• Cutter & Company, Inc.
• Fidelity Investments
• Investacorp, Inc.
• Janney Montgomery Scott LLC
• KMS Financial Services, Inc.
• LPL Financial LLC
• Ladenburg Thalmann & Co. Inc.
• Mid Atlantic Capital Corporation
• Mid Atlantic Clearing & Settlement Corporation
• Pershing LLC
• Securities America, Inc.
• Securities Service Network, LLC
• Stifel, Nicolaus & Company, Incorporated
• Triad Advisors LLC
• Vanguard Marketing Corporation
• Wells Fargo Clearing Services, LLC

Boyd Watterson Limited Duration Enhanced Income Fund

• Charles Schwab & Co., Inc
• Fidelity Investments
• John Hancock Trust Company
• Morgan Stanley Smith Barney LLC
• TD Ameritrade, Inc.

CIM Funds

• AAG Capital, Inc
• American Trust Investment Services, Inc.
• Apex Clearing Corporation
• Ausdal Financial Partners, Inc.
• Buckman, Buckman & Reid, Inc.
• CCO Capital, LLC
• Calton & Associates, Inc.
• Centaurus Financial, Inc.
• Charles Schwab & Co., Inc
• Crown Capital Securities, L.P.
• Dempsey Lord Smith, LLC
• Fidelity Investments
• Folio Investments, Inc.
• Garden State Securities, Inc.
• Geneos Wealth Management, Inc.
• Great Point Capital LLC
• IBN Financial Services, Inc.
• Matrix Trust Company
• Ni Advisors
• Packerland Brokerage Services, Inc.
• Pershing Advisor Solutions LLC
• Pershing LLC
• RBC Capital Markets, LLC
• TD Ameritrade Clearing, Inc.
• The Strategic Financial Alliance, Inc.
• Wedbush Securities Inc.

CMG Funds

• Ameriprise Financial Services, Inc.
• Charles Schwab & Co., Inc
• Fidelity Investments
• Morgan Stanley Smith Barney LLC
• Pershing LLC

Capitol Series Trust

• Mid Atlantic Capital Corporation

Catalyst Funds

• Axos Advisor Services
• Charles Schwab & Co., Inc
• Cornerstone Financial Services
• Empower Financial Services, Inc.
• Fidelity Investments
• McNally Financial Services Corporation
• Merrill Lynch, Pierce, Fenner & Smith Incorporated
• Morgan Stanley Smith Barney LLC
• Pershing LLC
• TD Ameritrade, Inc.
• U.S. Bank N.A.
• Vanguard Marketing Corporation
• Voya Financial Partners, LLC
• Wells Fargo Clearing Services, LLC

Centerstone Investors Trust

• ADP Broker-Dealer, Inc.
• Alight Financial Solutions, LLC
• Ausdal Financial Partners, Inc.
• Axos Advisor Services
• B. Riley Wealth Management
• Cadaret, Grant & Co., Inc.
• Capital Management Securities, Inc.
• Capitol Securities Management, Inc.
• Charles Schwab & Co., Inc
• Commonwealth Financial Network
• Empower Financial Services, Inc.
• Fidelity Investments
• Harbor Investment Advisory, LLC
• Hilltop Securities Inc.
• Interactive Brokers LLC
• Investacorp, Inc.
• J.P. Morgan Securities LLC
• KMS Financial Services, Inc.
• Kestra Investment Services, LLC
• LPL Financial LLC
• Lantern Investments, Inc.
• Lincoln Financial Advisors Corporation
• Lincoln Financial Securities Corporation
• Lincoln Investment Planning, LLC
• Mid Atlantic Capital Corporation
• Mid Atlantic Clearing & Settlement Corporation
• Morgan Stanley Smith Barney LLC
• Muriel Siebert & Co., Inc.
• Mutual Securities, Inc.
• National Securities Corporation
• Oppenheimer & Co. Inc.
• PNC Bank, N.A.
• Parkland Securities, LLC
• Pershing Advisor Solutions LLC
• Pershing LLC
• Pyramid Funds Corporation
• RBC Capital Markets, LLC
• Raymond James & Associates, Inc.
• Reliance Trust Company
• SEI Private Trust Company
• Sanders Morris Harris LLC
• Securities America, Inc.
• Securities Service Network, LLC
• Shareholders Service Group, Inc.
• Sigma Financial Corporation
• Stifel, Nicolaus & Company, Incorporated
• TCFG Wealth Management, LLC
• TD Ameritrade Trust Company
• TD Ameritrade, Inc.
• The GMS Group, LLC
• Triad Advisors LLC
• U.S. Bank N.A.
• UBS Financial Services Inc.
• Vanguard Marketing Corporation
• Wells Fargo Clearing Services, LLC
• York Securities, Inc.

Certeza Convex Core Fund

• Charles Schwab & Co., Inc
• TD Ameritrade Clearing, Inc.

Conductor Global Fund

• Fidelity Investments
• LPL Financial LLC
• Morgan Stanley Smith Barney LLC
• TD Ameritrade, Inc.
• UBS Financial Services Inc.

Copeland Trust

• Altruist Financial LLC
• American Portfolios Financial Services, Inc.
• Ameriprise Financial Services, Inc.
• Apex Clearing Corporation
• Arthur W. Wood Company, Inc.
• Axos Advisor Services
• Axos Clearing LLC
• BBVA Compass Investment Solutions, Inc.
• BMO Harris Bank N.A.
• Benefit Trust Company
• Benjamin F. Edwards & Company, Inc.
• Boenning & Scattergood, Inc.
• Brown Brothers Harriman & Co.
• Calton & Associates, Inc.
• Cambridge Investment Research, Inc.
• Capitol Securities Associates, Inc.
• Capitol Securities Management, Inc.
• Cetera Advisor Networks LLC
• Cetera Advisors LLC
• Cetera Financial Specialists LLC
• Cetera Investment Services LLC
• Charles Schwab & Co., Inc
• Crown Capital Securities, L.P.
• Cuso Financial Services, L.P.
• Deutsche Bank Securities, Inc.
• Empower Financial Services, Inc.
• Essex Financial Services, Inc.
• FSC Securities Corporation
• Fidelity Investments
• First Allied Securities, Inc.
• First Republic Securities Company, LLC
• Girard Securities, Inc.
• Hilltop Securities Inc.
• IFP Securities, LLC
• Innovation Partners LLC
• Investacorp, Inc.
• J.P. Morgan Securities LLC
• JPMorgan Chase Bank, N.A.
• James I. Black & Company
• Janney Montgomery Scott LLC
• KMS Financial Services, Inc.
• Kovack Securities, Inc.
• LPL Financial LLC
• Lincoln Financial Advisors Corporation
• Lincoln Financial Securities Corporation
• Mid Atlantic Capital Corporation
• Mid Atlantic Clearing & Settlement Corporation
• Moors & Cabot, Inc.
• Morgan Keegan & Company, Inc.
• Morgan Stanley Smith Barney LLC
• Oppenheimer & Co. Inc.
• Pershing Advisor Solutions LLC
• Pershing LLC
• Prospera Financial Services, Inc.
• RBC Capital Markets, LLC
• Raymond James & Associates, Inc.
• Raymond James Financial Services, Inc.
• Reliance Trust Company
• Robert W. Baird & Co. Incorporated
• Royal Alliance Associates, Inc.
• SEI Private Trust Company
• SagePoint Financial, Inc.
• Sanctuary Securities, Inc.
• Saturna Brokerage Services, Inc.
• Securities America, Inc.
• Securities Service Network, LLC
• Shareholders Service Group, Inc.
• Signator Investors, Inc.
• Snowden Account Services LLC
• Stephens Inc.
• Stifel, Nicolaus & Company, Incorporated
• Summit Brokerage Services, Inc.
• Sunbelt Securities, Inc.
• TD Ameritrade Trust Company
• TD Ameritrade, Inc.
• TIAA-CREF Individual & Institutional Services, LLC
• Trade-PMR, Inc.
• Triad Advisors LLC
• U.S. Bank N.A.
• UBS Financial Services Inc.
• Wells Fargo Clearing Services, LLC
• Western International Securities, Inc.
• Winslow, Evans & Crocker, Inc.
• Woodbury Financial Services, Inc.
• York Securities, Inc.

Counterpoint Tactical Income Fund

• Axos Advisor Services
• Charles Schwab & Co., Inc
• Fidelity Investments
• Morgan Stanley Smith Barney LLC
• Raymond James & Associates, Inc.
• TD Ameritrade, Inc.
• UBS Financial Services Inc.
• Vanguard Marketing Corporation
• Voya Financial Partners, LLC

DGI Funds

• Oriental Financial Services Corp.
• Pershing LLC

Day Hagan Funds

• Fidelity Investments
• U.S. Bank N.A.

Donoghue Forlines Funds

• Ameriprise Financial Services, Inc.
• Axos Advisor Services
• Charles Schwab & Co., Inc
• DST Market Services, LLC
• Fidelity Investments
• Morgan Stanley Smith Barney LLC
• TD Ameritrade, Inc.
• U.S. Bank N.A.
• UBS Financial Services Inc.

Easterly Funds

• Advisory Group Equity Services LTD.
• American Enterprise Investment Services Inc.
• American Investors Company
• Benchmark Investments, LLC
• Cadaret, Grant & Co., Inc.
• Capital Investment Brokerage, Inc.
• Capital Investment Group, Inc.
• Cetera Advisor Networks LLC
• Cetera Advisors LLC
• Cetera Financial Specialists LLC
• Cetera Investment Services LLC
• Charles Schwab & Co., Inc
• Crown Capital Securities, L.P.
• Davenport & Company LLC
• FSC Securities Corporation
• Fidelity Investments
• First Allied Securities, Inc.
• Independent Financial Group, LLC
• J.P. Morgan Securities LLC
• Kalos Capital, Inc.
• Kingswood Capital Partners, LLC
• L.M. Kohn & Company
• LPL Financial LLC
• Lincoln Financial Advisors Corporation
• Lincoln Financial Securities Corporation
• Merrill Lynch, Pierce, Fenner & Smith Incorporated
• Morgan Stanley Smith Barney LLC
• NPB Financial Group LLC
• Ni Advisors
• Pershing LLC
• RBC Capital Markets, LLC
• Raymond James & Associates, Inc.
• Robert W. Baird & Co. Incorporated
• Royal Alliance Associates, Inc.
• SagePoint Financial, Inc.
• Securities America, Inc.
• Supreme Alliance LLC
• TD Ameritrade Clearing, Inc.
• The Investment Center, Inc.
• Triad Advisors LLC
• UBS Financial Services Inc.
• Vanguard Marketing Corporation
• Wells Fargo Bank N.A.
• Wells Fargo Clearing Services, LLC
• Woodbury Financial Services, Inc.

Empiric Core Equity Fund

• Empiric Distributors, Inc.

Essential 40 Stock Fund

• Charles Schwab & Co., Inc
• Fidelity Investments
• LPL Financial LLC
• Morgan Stanley Smith Barney LLC
• TD Ameritrade, Inc.
• UBS Financial Services Inc.

Eventide Funds

• American Enterprise Investment Services Inc.
• BNY Mellon, N.A.
• Charles Schwab & Co., Inc
• Empower Financial Services, Inc.
• Fidelity Investments
• Merrill Lynch, Pierce, Fenner & Smith Incorporated
• Morgan Stanley Smith Barney LLC
• Pershing LLC
• Raymond James & Associates, Inc.
• Raymond James Financial Services, Inc.
• TD Ameritrade, Inc.
• U.S. Bank N.A.
• ValMark Securities, Inc.
• Vanguard Marketing Corporation
• Voya Financial Partners, LLC
• Wells Fargo Clearing Services, LLC

Fulcrum Funds

• Charles Schwab & Co., Inc
• Fidelity Investments
• LPL Financial LLC
• Pershing Advisor Solutions LLC
• Pershing LLC
• RBC Capital Markets, LLC
• TD Ameritrade Clearing, Inc.
• TD Ameritrade, Inc.
• UBS Financial Services Inc.

Grandeur Peak Funds

• Ascensus Broker Dealer Services, LLC
• Ascensus Trust Company
• Ascensus, LLC
• BNY Mellon, N.A.
• Charles Schwab & Co., Inc
• DFPG Investments, Inc.
• Edward D. Jones & Co., L.P.
• Empower Financial Services, Inc.
• Fidelity Investments
• Fiduciary Trust Company International
• Interactive Brokers LLC
• J.P. Morgan Securities LLC
• John Hancock Trust Company
• LPL Financial LLC
• Matrix Trust Company
• Merrill Lynch, Pierce, Fenner & Smith Incorporated
• Mid Atlantic Clearing & Settlement Corporation
• Morgan Stanley Smith Barney LLC
• PNC Bank, N.A.
• Pershing Advisor Solutions LLC
• Pershing LLC
• RBC Capital Markets, LLC
• Raymond James & Associates, Inc.
• Reliance Trust Company
• SEI Private Trust Company
• T. Rowe Price Investment Services, Inc.
• TD Ameritrade Clearing, Inc.
• The Northern Trust Company
• U.S. Bank N.A.
• UBS Financial Services Inc.
• Vanguard Marketing Corporation
• Wells Fargo Bank N.A.

Hodges Capital

• American Enterprise Investment Services Inc.
• Charles Schwab & Co., Inc
• Empower Financial Services, Inc.
• Fidelity Investments
• J.P. Morgan Securities LLC
• LPL Financial LLC
• Merrill Lynch, Pierce, Fenner & Smith Incorporated
• Morgan Stanley Smith Barney LLC
• Pershing LLC
• Principal Life Insurance Company
• TD Ameritrade Clearing, Inc.
• UBS Financial Services Inc.
• Vanguard Marketing Corporation

Innealta Capital Funds

• Charles Schwab & Co., Inc
• Fidelity Investments
• Merrill Lynch, Pierce, Fenner & Smith Incorporated
• Morgan Stanley Smith Barney LLC
• TD Ameritrade, Inc.
• UBS Financial Services Inc.
• Voya Financial Partners, LLC

Miller Investment Trust

• APW Capital, Inc.
• Alight Financial Solutions, LLC
• Altruist Financial LLC
• American Enterprise Investment Services Inc.
• American Portfolios Financial Services, Inc.
• Ameriprise Financial Services, Inc.
• Arvest Investments, Inc.
• Ascensus Broker Dealer Services, LLC
• Axos Advisor Services
• BB&T Securities, LLC
• BHK Securities, LLC
• BNY Mellon Securities Corporation
• Benefit Trust Company
• Benjamin F. Edwards & Company, Inc.
• CRI Securities, LLC
• Cadaret, Grant & Co., Inc.
• Cambridge Investment Research, Inc.
• Capital Investment Group, Inc.
• Cetera Advisor Networks LLC
• Cetera Advisors LLC
• Cetera Financial Specialists LLC
• Cetera Investment Services LLC
• Charles Schwab & Co., Inc
• Comerica Bank
• Commonwealth Financial Network
• Community Bank, N.A.
• Concorde Investment Services, LLC
• D.A. Davidson & Co.
• Deutsche Bank Securities, Inc.
• Empower Financial Services, Inc.
• Essex Securities LLC
• FSC Securities Corporation
• Fidelity Investments
• Fiduciary Trust Company International
• First Allied Securities, Inc.
• First Republic Securities Company, LLC
• Folio Investments, Inc.
• Girard Securities, Inc.
• Glen Eagle Wealth, LLC
• Hand Securities, Inc.
• Harbor Investment Advisory, LLC
• Harbour Investments, Inc.
• Hilltop Securities Inc.
• Hornor, Townsend & Kent, LLC
• IFP Securities, LLC
• INTL FCStone Financial Inc.
• Interactive Brokers LLC
• Investacorp, Inc.
• J.P. Morgan Securities LLC
• JPMorgan Chase Bank, N.A.
• Janney Montgomery Scott LLC
• Jefferies LLC
• LPL Financial LLC
• Landaas & Company, LLC
• Lincoln Financial Advisors Corporation
• Lincoln Financial Securities Corporation
• Lincoln Investment Planning, LLC
• M Holdings Securities, Inc.
• Mesirow Financial, Inc.
• Mid Atlantic Capital Corporation
• Mid Atlantic Clearing & Settlement Corporation
• Money Concepts Capital Corp
• Morgan Keegan & Company, Inc.
• Morgan Stanley Smith Barney LLC
• Muriel Siebert & Co., Inc.
• Oppenheimer & Co. Inc.
• Pershing Advisor Solutions LLC
• Pershing LLC
• Prospera Financial Services, Inc.
• RBC Capital Markets, LLC
• Raymond James & Associates, Inc.
• Raymond James Financial Services, Inc.
• Reliance Trust Company
• Royal Alliance Associates, Inc.
• SEI Private Trust Company
• SagePoint Financial, Inc.
• Sanctuary Securities, Inc.
• Securian Financial Services, Inc.
• Securities Service Network, LLC
• Sentinel Securities, Inc.
• Shareholders Service Group, Inc.
• Spire Securities, LLC
• Stephens Inc.
• Stifel, Nicolaus & Company, Incorporated
• Summit Brokerage Services, Inc.
• Sunset Financial Services, Inc.
• TD Ameritrade Clearing, Inc.
• TD Ameritrade Trust Company
• The Baker Group, LP
• The Strategic Financial Alliance, Inc.
• U.S. Bank N.A.
• UBS Financial Services Inc.
• Vanguard Marketing Corporation
• Wells Fargo Clearing Services, LLC
• Wilmington Trust Company
• Wilmington Trust Retirement & Institutional Services Company
• Winslow, Evans & Crocker, Inc.
• York Securities, Inc.

Mutual Fund Series Trust

• ACP Securities, LLC
• APW Capital, Inc.
• Alight Financial Solutions, LLC
• Allegheny Investments, Ltd.
• Allen, Mooney & Barnes Brokerage Services, LLC
• Allstate Financial Services, LLC
• Altruist Financial LLC
• American Century Investment Services, Inc.
• American Investors Company
• American Portfolios Financial Services, Inc.
• Ameriprise Financial Services, Inc.
• Ameritas Investment Corp.
• Apex Clearing Corporation
• Applied Capital, LLC
• Arkadios Capital
• Arlington Securities, Inc.
• Arvest Investments, Inc.
• Ascensus Broker Dealer Services, LLC
• Ascensus Trust Company
• Ausdal Financial Partners, Inc.
• Avantax Investment Services, Inc.
• Axos Advisor Services
• Axos Clearing LLC
• B. C. Ziegler and Company
• B. Riley Wealth Management
• B.B. Graham & Co., Inc.
• BB&T Securities, LLC
• BCG Securities, Inc.
• BMO Harris Bank N.A.
• BNP Paribas New York Branch
• BNY Mellon Securities Corporation
• BNY Mellon, N.A.
• Benefit Trust Company
• Benjamin F. Edwards & Company, Inc.
• Berthel, Fisher & Company Financial Services, Inc.
• Boenning & Scattergood, Inc.
• Bristol Financial Services, Inc
• Brokers International Financial Services, LLC
• CFD Investments, Inc.
• CIBC World Markets Corp.
• CRI Securities, LLC
• Cabot Lodge Securities LLC
• Cadaret, Grant & Co., Inc.
• Calton & Associates, Inc.
• Cambridge Investment Research, Inc.
• Cantella & Co., Inc.
• Capital Financial Services, Inc.
• Capital Investment Group, Inc.
• Capital Management Securities, Inc.
• Capitol Securities Management, Inc.
• Carty & Company, Inc.
• Cary Street Partners LLC
• Celadon Financial Group LLC
• Centaurus Financial, Inc.
• Centennial Securities Company, Inc.
• Center Street Securities, Inc.
• Cetera Advisor Networks LLC
• Cetera Advisors LLC
• Cetera Financial Specialists LLC
• Cetera Investment Services LLC
• Chalice Capital Partners, LLC
• Charles Schwab & Co., Inc
• Coastal Equities, Inc.
• Comerica Bank
• Commonwealth Financial Network
• Community Bank, N.A.
• Concorde Investment Services, LLC
• Concourse Financial Group Securities, Inc.
• Coordinated Capital Securities, Inc.
• CoreCap Investments, Inc.
• Cowen Prime Services LLC
• CreativeOne Securities, LLC
• Credit Suisse Securities (USA) LLC
• Crestone Securities LLC
• Crown Capital Securities, L.P.
• Cuso Financial Services, L.P.
• Cutter & Company, Inc.
• D.A. Davidson & Co.
• D.H. Hill Securities, LLLP
• DST Retirement Solutions, LLC
• Davenport & Company LLC
• David Lerner Associates, Inc.
• Dempsey Lord Smith, LLC
• Deutsche Bank Securities, Inc.
• Dorsey & Company, Inc.
• Duncan-Williams, Inc.
• EK Riley Investments, LLC
• Eastern Point Securities, Inc.
• Edward D. Jones & Co., L.P.
• Eltekon Securities, LLC
• Emerson Equity LLC
• Empower Financial Services, Inc.
• Equitable Advisors, LLC
• Essex Financial Services, Inc.
• Excel Securities & Associates, Inc.
• FSC Securities Corporation
• Fidelity Investments
• Fieldpoint Private Securities, LLC
• First Allied Securities, Inc.
• First Asset Financial Inc.
• First Financial Equity Corporation
• First Heartland Capital, Inc.
• First Republic Securities Company, LLC
• Folio Investments, Inc.
• Fortune Financial Services, Inc.
• Founders Financial Securities LLC
• Frontier Solutions, LLC
• G.A. Repple & Company
• GWN Securities, Inc.
• Geneos Wealth Management, Inc.
• Girard Securities, Inc.
• Gold Coast Securities, Inc.
• Gradient Securities, LLC
• Grant Williams L.P.
• Grove Point Investments, LLC
• Halliday Financial, LLC
• Hand Securities, Inc.
• Harbor Investment Advisory, LLC
• Harbour Investments, Inc.
• Henley & Company LLC
• Herbert J. Sims & Co. Inc.
• Herndon Plant Oakley, LTD.
• Highlander Capital Group, Inc.
• Hilltop Securities Inc.
• Hornor, Townsend & Kent, LLC
• Hunter Associates LLC
• Huntleigh Securities Corporation
• IBN Financial Services, Inc.
• IFP Securities, LLC
• INTL FCStone Financial Inc.
• Independent Financial Group, LLC
• Infinex Investments, Inc.
• Infinity Financial Services
• Innovation Partners LLC
• Institutional Securities Corporation
• InterCarolina Financial Services, Inc.
• Interactive Brokers LLC
• International Assets Advisory, LLC
• International Research Securities, Inc.
• Investacorp, Inc.
• J. Alden Associates, Inc.
• J.A. Glynn Investments, LLC.
• J.P. Morgan Securities LLC
• J.W. Cole Financial, Inc.
• JPMorgan Chase Bank, N.A.
• Jacques Financial, LLC
• James I. Black & Company
• Janney Montgomery Scott LLC
• Jefferies LLC
• KMS Financial Services, Inc.
• Kalos Capital, Inc.
• Kestra Investment Services, LLC
• Key Investment Services LLC
• Kingswood Capital Partners, LLC
• Kovack Securities, Inc.
• L.M. Kohn & Company
• LPL Financial LLC
• LaBrunerie Financial Services, Inc.
• Lantern Investments, Inc.
• Larson Financial Securities, LLC
• Lieblong & Associates, Inc.
• Lincoln Financial Advisors Corporation
• Lincoln Financial Securities Corporation
• Lincoln Investment Planning, LLC
• Lincoln Retirement Services Company, LLC
• Lion Street Financial, LLC
• Lombard Securities Incorporated
• M Holdings Securities, Inc.
• M.S. Howells & Co.
• MWA Financial Services Inc.
• Madison Avenue Securities, LLC
• Matrix Trust Company
• Maxim Group LLC
• McDonald Partners LLC
• McNally Financial Services Corporation
• Mesirow Financial, Inc.
• Mid Atlantic Capital Corporation
• Mid Atlantic Clearing & Settlement Corporation
• Ministry Partners Securities, LLC
• Monere Investments, Inc.
• Money Concepts Capital Corp
• Moors & Cabot, Inc.
• Mora WM Securities, LLC
• Morgan Keegan & Company, Inc.
• Morgan Stanley Smith Barney LLC
• Muriel Siebert & Co., Inc.
• Mutual Securities, Inc.
• Mutual Trust Company of America Securities
• NEXT Financial Group, Inc.
• NPB Financial Group LLC
• National Securities Corporation
• Nationwide Planning Associates, Inc.
• North Ridge Securities Corp.
• Northland Securities, Inc.
• OneAmerica Securities, Inc.
• Oppenheimer & Co. Inc.
• PHX Financial, Inc.
• PNC Bank, N.A.
• Packerland Brokerage Services, Inc.
• Park Avenue Securities LLC
• Parkland Securities, LLC
• Peak Brokerage Services, LLC
• Pershing Advisor Solutions LLC
• Pershing LLC
• Pinnacle Investments, LLC
• PlanMember Securities Corporation
• Presidential Brokerage, Inc.
• Principal Securities, Inc.
• Private Client Services, LLC
• Private Portfolio, Inc.
• Prospera Financial Services, Inc.
• Purshe Kaplan Sterling Investments, Inc.
• RBC Capital Markets, LLC
• Raymond James & Associates, Inc.
• Raymond James Financial Services, Inc.
• Register Financial Associates, Inc.
• Regulus Advisors, LLC
• Reliance Trust Company
• Rhodes Securities, Inc.
• Robert W. Baird & Co. Incorporated
• Ross, Sinclaire & Associates, LLC
• Rothschild Investment Corporation
• Royal Alliance Associates, Inc.
• SA Stone Wealth Management Inc.
• SCF Securities, Inc.
• SEI Private Trust Company
• SagePoint Financial, Inc.
• Sanctuary Securities, Inc.
• Sanders Morris Harris LLC
• Saturna Trust Company
• Saxony Securities, Inc.
• Securian Financial Services, Inc.
• Securities America, Inc.
• Securities Capital Corporation
• Securities Service Network, LLC
• Shareholders Service Group, Inc.
• Sigma Financial Corporation
• Signator Investors, Inc.
• Silver Oak Securities, Incorporated
• Smith, Moore & Co.
• Snowden Account Services LLC
• Sorrento Pacific Financial, LLC
• Spire Securities, LLC
• St. Bernard Financial Services, Inc.
• Stephens Inc.
• Stern Brothers & Co.
• Stifel, Nicolaus & Company, Incorporated
• Stonecrest Capital Markets, Inc.
• Summit Brokerage Services, Inc.
• Sunbelt Securities, Inc.
• T. Rowe Price Investment Services, Inc.
• T.S. Phillips Investments, Inc.
• TD Ameritrade Trust Company
• TFS Securities, Inc.
• TIAA-CREF Individual & Institutional Services, LLC
• Teckmeyer Financial Services, L.L.C.
• The GMS Group, LLC
• The Investment Center, Inc.
• The Leaders Group, Inc.
• The O.N. Equity Sales Company
• The Strategic Financial Alliance, Inc.
• Thurston, Springer, Miller, Herd & Titak, Inc.
• Trade-PMR, Inc.
• Traderfield Securities Inc.
• Transamerica Financial Advisors, Inc.
• Triad Advisors LLC
• U.S. Bancorp Investments, Inc.
• U.S. Bank N.A.
• UBS Financial Services Inc.
• UMB Bank N.A.
• USA Financial Securities Corporation
• United Brokerage Services, Inc
• United Planners Financial Services of America
• Vanderbilt Securities, LLC
• Variable Investment Advisors, Inc.
• Voya Financial Advisors, Inc.
• Waddell & Reed, Inc.
• Wedbush Securities Inc.
• Wellington Shields & Co., LLC
• Wells Fargo Bank N.A.
• Wells Fargo Clearing Services, LLC
• Western International Securities, Inc.
• Westport Resources Investment Services, Inc.
• Wiley Bros. - Aintree Capital, LLC
• William Blair & Company L.L.C.
• Wilmington Trust Retirement & Institutional Services Company
• Winslow, Evans & Crocker, Inc.
• Woodbury Financial Services, Inc.
• Woodmen Financial Services, Inc.
• World Capital Brokerage, Inc.
• World Equity Group, Inc.
• York Securities, Inc.

Mutual Fund and Variable Insurance Trust

• APW Capital, Inc.
• Allegheny Investments, Ltd.
• Altruist Financial LLC
• American Century Investment Services, Inc.
• Arvest Investments, Inc.
• Ascensus Trust Company
• Axos Advisor Services
• B. Riley Wealth Management
• BB&T Securities, LLC
• BCI Securities, Inc.
• Benjamin F. Edwards & Company, Inc.
• Broadridge Business Process Outsourcing, LLC
• CIM Securities, LLC
• CRI Securities, LLC
• Cadaret, Grant & Co., Inc.
• Calton & Associates, Inc.
• Cambridge Investment Research, Inc.
• Cantella & Co., Inc.
• Capital Investment Brokerage, Inc.
• Capital Investment Group, Inc.
• Carty & Company, Inc.
• Cary Street Partners LLC
• Cetera Advisor Networks LLC
• Cetera Advisors LLC
• Cetera Financial Specialists LLC
• Cetera Investment Services LLC
• Charles Schwab & Co., Inc
• CreativeOne Securities, LLC
• Crown Capital Securities, L.P.
• Cuso Financial Services, L.P.
• DMK Advisor Group, Inc.
• Davenport & Company LLC
• Devenir, LLC
• First Allied Securities, Inc.
• First Citizens Investor Services, Inc.
• Folio Investments, Inc.
• Forethought Life Insurance Company
• Fortune Financial Services, Inc.
• GWN Securities, Inc.
• Gold Coast Securities, Inc.
• Grove Point Investments, LLC
• Hand Securities, Inc.
• Harbor Investment Advisory, LLC
• Harbour Investments, Inc.
• Hunter Associates LLC
• Huntleigh Securities Corporation
• IFP Securities, LLC
• Independent Financial Group, LLC
• Infinex Investments, Inc.
• Innovation Partners LLC
• Interactive Brokers LLC
• Janney Montgomery Scott LLC
• Kovack Securities, Inc.
• L.M. Kohn & Company
• LPL Financial LLC
• Lara, May & Associates, LLC
• Lieblong & Associates, Inc.
• Lincoln Investment Planning, LLC
• Lion Street Financial, LLC
• Maxim Group LLC
• Mid Atlantic Capital Corporation
• Mid Atlantic Clearing & Settlement Corporation
• Money Concepts Capital Corp
• Morgan Stanley Smith Barney LLC
• NEXT Financial Group, Inc.
• OneAmerica Securities, Inc.
• PNC Bank, N.A.
• Park Avenue Securities LLC
• Pershing LLC
• Principal Securities, Inc.
• Private Client Services, LLC
• RBC Capital Markets, LLC
• Reliance Trust Company
• SCF Securities, Inc.
• SEI Private Trust Company
• Securian Financial Services, Inc.
• Securities Equity Group
• Shareholders Service Group, Inc.
• Sorrento Pacific Financial, LLC
• St. Bernard Financial Services, Inc.
• Stifel, Nicolaus & Company, Incorporated
• TD Ameritrade Trust Company
• The Investment Center, Inc.
• Trade-PMR, Inc.
• Trident Partners LTD.
• U.S. Bank N.A.
• USA Financial Securities Corporation
• United Planners Financial Services of America
• Vanderbilt Securities, LLC
• Wedbush Securities Inc.
• Wellington Shields & Co., LLC
• Western International Securities, Inc.
• Woodmen Financial Services, Inc.
• York Securities, Inc.

Northern Lights Fund Trust

• ADP Broker-Dealer, Inc.
• APW Capital, Inc.
• Advantage Capital Corporation
• Advisory Group Equity Services LTD.
• Alight Financial Solutions, LLC
• Allegheny Investments, Ltd.
• Allegis Investment Services, LLC
• Allstate Financial Services, LLC
• Altruist Financial LLC
• American Century Investment Services, Inc.
• American Enterprise Investment Services Inc.
• American Equity Investment Corporation
• American Independent Securities Group, LLC
• American Investors Company
• American Portfolios Financial Services, Inc.
• American Trust Investment Services, Inc.
• American Wealth Management, Inc.
• Ameriprise Financial Services, Inc.
• Ameritas Investment Corp.
• Apex Clearing Corporation
• Arete Wealth Management, LLC
• Arkadios Capital
• Arque Captial, LTD.
• Arthur W. Wood Company, Inc.
• Arvest Investments, Inc.
• Ascensus Broker Dealer Services, LLC
• Ascensus Trust Company
• AssetMark Trust Company
• Ausdal Financial Partners, Inc.
• Avantax Investment Services, Inc.
• Avisen Securities, Inc.
• Axos Advisor Services
• Axos Clearing LLC
• B. C. Ziegler and Company
• B. Riley Wealth Management
• BB&T Investment Services, Inc.
• BB&T Securities, LLC
• BBVA Compass Investment Solutions, Inc.
• BCG Securities, Inc.
• BFT Financial Group, LLC
• BMO Harris Bank N.A.
• BNY Mellon Securities Corporation
• BNY Mellon, N.A.
• BOK Financial Securities, Inc.
• Bancnorth Investment Group, Inc
• Bankers Life Securities, Inc.
• Barclays Capital Inc.
• Benefit Trust Company
• Benjamin F. Edwards & Company, Inc.
• Bernard Herold & Co., Inc.
• Berthel, Fisher & Company Financial Services, Inc.
• Biondo Asset Management, LLC
• Bolton Global Capital, Inc.
• Brokers International Financial Services, LLC
• BrownCo LLC
• Buckman, Buckman & Reid, Inc.
• C. L. King & Associates, Inc.
• CFD Investments, Inc.
• CGIS Securities LLC
• CRI Securities, LLC
• Cadaret, Grant & Co., Inc.
• Calton & Associates, Inc.
• Cambridge Investment Research, Inc.
• Camden Financial Services
• Cantella & Co., Inc.
• CapFinancial Securities, LLC
• Capital Financial Services, Inc.
• Capital Investment Brokerage, Inc.
• Capital Investment Group, Inc.
• Capitol Securities Management, Inc.
• Cary Street Partners LLC
• Cascade Financial Management, Inc.
• Centaurus Financial, Inc.
• Center Street Securities, Inc.
• Ceros Financial Services, Inc.
• Cetera Advisor Networks LLC
• Cetera Advisors LLC
• Cetera Financial Specialists LLC
• Cetera Investment Services LLC
• Charles Schwab & Co., Inc
• Citigroup Global Markets Inc.
• City National Bank
• Coburn & Meredith, Inc.
• Comerica Bank
• Comerica Securities, Inc.
• Commonwealth Financial Network
• Community Bank, N.A.
• Concorde Investment Services, LLC
• Concourse Financial Group Securities, Inc.
• Coordinated Capital Securities, Inc.
• CoreCap Investments, Inc.
• Cowen Prime Services LLC
• CreativeOne Securities, LLC
• Credit Suisse Securities (USA) LLC
• Cresap, Inc.
• Crews & Associates, Inc.
• Crown Capital Securities, L.P.
• Cuso Financial Services, L.P.
• Cutter & Company, Inc.
• D.A. Davidson & Co.
• D.H. Hill Securities, LLLP
• D.M. Kelly & Company
• DMK Advisor Group, Inc.
• DST Retirement Solutions, LLC
• Davenport & Company LLC
• Dempsey Lord Smith, LLC
• Deutsche Bank Securities, Inc.
• Digital Retirement Solutions, Inc.
• Dinosaur Financial Group, L.L.C
• Dominick & Dominick LLC
• Dorsey & Company, Inc.
• Dougherty & Company LLC
• Duncan-Williams, Inc.
• E*Trade Clearing LLC
• Eastern Point Securities, Inc.
• Emerson Equity LLC
• Empower Financial Services, Inc.
• Ensemble Financial Services, Inc.
• Equity Services, Inc.
• Essex Financial Services, Inc.
• Essex Securities LLC
• FMN Capital Corporation
• FSC Securities Corporation
• Family Management Securities, LLC
• Fiduciary Trust Company International
• Fieldpoint Private Securities, LLC
• Financial Telesis Inc
• First Allied Securities, Inc.
• First Asset Financial Inc.
• First Citizens Securities Corporation
• First Financial Equity Corporation
• First Heartland Capital, Inc.
• First Liberties Financial
• First Manhattan Co
• First National Bank of Omaha
• First Republic Securities Company, LLC
• First Tennessee Brokerage, Inc.
• First Western Securities, Inc.
• Folio Investments, Inc.
• Fortune Financial Services, Inc.
• Founders Financial Securities LLC
• G.A. Repple & Company
• GWN Securities, Inc.
• Garden State Securities, Inc.
• Gary Goldberg & Co., Inc.
• Geneos Wealth Management, Inc.
• Girard Securities, Inc.
• Glen Eagle Wealth, LLC
• Gradient Securities, LLC
• Grant Williams L.P.
• Grove Point Investments, LLC
• HBW Securities LLC
• HSBC Securities (USA) Inc.
• Halliday Financial, LLC
• Hand Securities, Inc.
• Harbour Investments, Inc.
• Harold Dance Investments
• Hazard & Siegel, Inc.
• Hefren-Tillotson, Inc.
• Herbert J. Sims & Co. Inc.
• Hilltop Securities Inc.
• Hornor, Townsend & Kent, LLC
• Huckin Financial Group, Inc.
• IBN Financial Services, Inc.
• IFP Securities, LLC
• INTL FCStone Financial Inc.
• Independent Financial Group, LLC
• Infinex Investments, Inc.
• Infinity Financial Services
• Innovation Partners LLC
• Integrated Financial Planning Services
• Interactive Brokers LLC
• International Assets Advisory, LLC
• International Research Securities, Inc.
• Intervest International Equities Corporation
• Investacorp, Inc.
• Investment Architects, Inc.
• Investment Planners, Inc.
• J K R & Company, Inc.
• J.J.B. Hilliard, W.L. Lyons, LLC
• J.K. Financial Services, Inc.
• J.P. Morgan Securities LLC
• J.P. Morgan Securities, Inc.
• J.W. Cole Financial, Inc.
• JPMorgan Chase & Co., N.A.
• Janney Montgomery Scott LLC
• Jefferies LLC
• KMS Financial Services, Inc.
• Kalos Capital, Inc.
• Kestra Investment Services, LLC
• Key Investment Services LLC
• KeyBank NA
• Kovack Securities, Inc.
• L.M. Kohn & Company
• LPL Financial LLC
• LaSalle St. Securities, L.L.C.
• Landaas & Company, LLC
• Lara, May & Associates, LLC
• Larson Financial Securities, LLC
• Lazard Capital Markets LLC
• Liberty Group, LLC
• Lincoln Douglas Investments, LLC
• Lincoln Financial Advisors Corporation
• Lincoln Financial Securities Corporation
• Lincoln Investment Planning, LLC
• Lion Street Financial, LLC
• Lowell & Company, Inc.
• M Holdings Securities, Inc.
• M.S. Howells & Co.
• MHA Financial Corp
• MMC Securities Corp.
• MML Investors Services, LLC
• MWA Financial Services Inc.
• Madison Avenue Securities, LLC
• Managed Account Services, LLC
• Maplewood Investment Advisors, Inc.
• Matrix Trust Company
• McDonald Partners LLC
• McNally Financial Services Corporation
• MerCap Securities, LLC
• Mesirow Financial, Inc.
• Mid Atlantic Capital Corporation
• Mid Atlantic Clearing & Settlement Corporation
• Minnesota Valley Investments
• Money Concepts Capital Corp
• Moors & Cabot, Inc.
• Mora WM Securities, LLC
• Morgan Keegan & Company, Inc.
• Morgan Stanley Smith Barney LLC
• Muriel Siebert & Co., Inc.
• Mutual Securities, Inc.
• Mutual of Omaha Investor Services, Inc.
• NBC Securities, Inc.
• NEXT Financial Group, Inc.
• NPB Financial Group LLC
• National Independent Trust Company
• National Pension & Group Consultants, Inc
• National Securities Corporation
• Nations Financial Group, Inc.
• Nationwide Planning Associates, Inc.
• Newbridge Securities Corporation
• Ni Advisors
• North Ridge Securities Corp.
• OneAmerica Securities, Inc.
• Oppenheimer & Co. Inc.
• Oriental Financial Services Corp.
• PNC Investments LLC
• Packerland Brokerage Services, Inc.
• Papamarkou Wellner & Co., Inc.
• Park Avenue Securities LLC
• Parkland Securities, LLC
• Parsonex Securities, Inc.
• Paulson Investment Company LLC
• Peak Brokerage Services, LLC
• Pershing Advisor Solutions LLC
• Pershing LLC
• Petersen Investments, Inc.
• Phillips & Company
• Pinnacle Investments, LLC
• PlanMember Securities Corporation
• Portfolio Brokerage Services, Inc.
• Portfolio Resources Group, Inc.
• Presidential Brokerage, Inc.
• Principal Securities, Inc.
• Private Client Services, LLC
• Prospera Financial Services, Inc.
• Purshe Kaplan Sterling Investments, Inc.
• R.M. Stark & Co., Inc.
• RBC Capital Markets, LLC
• RIM Securities LLC
• Raymond James & Associates, Inc.
• Raymond James Financial Services, Inc.
• Regional Investment Services, Inc.
• Regulus Advisors, LLC
• Reliance Trust Company
• Rhodes Securities, Inc.
• Ridge Clearing & Outsourcing Solutions, Inc.
• Robert W. Baird & Co. Incorporated
• Royal Alliance Associates, Inc.
• Ryan, Beck & Co.
• SA Stone Wealth Management Inc.
• SCF Securities, Inc.
• SEI Private Trust Company
• SagePoint Financial, Inc.
• Sammons Financial Network, LLC
• Sanctuary Securities, Inc.
• Sanders Morris Harris LLC
• Sandlapper Securities, LLC
• Santander Securities LLC
• Saturna Brokerage Services, Inc.
• Saxony Securities, Inc.
• Scottrade, Inc.
• Searle & Co.
• Securian Financial Services, Inc.
• Securities America, Inc.
• Securities Equity Group
• Securities Management & Research, Inc.
• Securities Research, Inc.
• Securities Service Network, LLC
• Sentinel Securities, Inc.
• Shareholders Service Group, Inc.
• Sigma Financial Corporation
• Signator Financial Services, Inc.
• Signator Investors, Inc.
• Silver Oak Securities, Incorporated
• Smith, Moore & Co.
• Snowden Account Services LLC
• Somerset Securities, Inc.
• Sorrento Pacific Financial, LLC
• Southeast Investments, N.C. Inc.
• Spencer Clarke LLC
• St. Bernard Financial Services, Inc.
• Stanford Group Company
• Stephens Inc.
• Steward Partners Investment Solutions, LLC
• Stifel, Nicolaus & Company, Incorporated
• Summit Brokerage Services, Inc.
• Summit Equities, Inc.
• Sunbelt Securities, Inc.
• Sunset Financial Services, Inc.
• Symphonic Securities LLC
• T. Rowe Price Investment Services, Inc.
• T.R. Winston & Company, LLC
• TCFG Wealth Management, LLC
• TD Ameritrade Clearing, Inc.
• TD Ameritrade Trust Company
• TD Ameritrade, Inc.
• TD Private Client Wealth LLC
• TFS Securities, Inc.
• TIAA-CREF Individual & Institutional Services, LLC
• TIAA-CREF Trust Company, FSB
• The Bank of New York Mellon
• The GMS Group, LLC
• The Investment Center, Inc.
• The Jeffrey Matthews Financial Group, L.L.C.
• The Leaders Group, Inc.
• The O.N. Equity Sales Company
• The Strategic Financial Alliance, Inc.
• The Tavenner Company
• The Vanguard Group, Inc.
• Thurston, Springer, Miller, Herd & Titak, Inc.
• Tocqueville Securities L.P.
• Trade-PMR, Inc.
• TradeStation Securities, Inc.
• Transamerica Financial Advisors, Inc.
• Triad Advisors LLC
• TrustCore Investments, Inc.
• U.S. Bancorp Investments, Inc.
• U.S. Bank N.A.
• UBS Financial Services Inc.
• UMB Bank N.A.
• UMPQUA Investments, Inc.
• USA Financial Securities Corporation
• United Planners Financial Services of America
• Valic Financial Advisors, Inc.
• Vanderbilt Securities, LLC
• Variable Investment Advisors, Inc.
• Vestor Capital Securities, LLC
• Voya Financial Advisors, Inc.
• WRP Investments, Inc.
• Wedbush Securities Inc.
• Wells Fargo Bank N.A.
• Wells Fargo Clearing Services, LLC
• WestPark Capital, Inc.
• Western Equity Group, Inc.
• Western International Securities, Inc.
• Westport Resources Investment Services, Inc.
• Whitehall-Parker Securities, Inc.
• Wilbanks Securities, Inc.
• Wiley Bros. - Aintree Capital, LLC
• William Blair & Company L.L.C.
• Wilmington Trust Company
• Wilmington Trust Retirement & Institutional Services Company
• Winslow, Evans & Crocker, Inc.
• Woodbury Financial Services, Inc.
• World Equity Group, Inc.
• York Securities, Inc.

Northern Lights Fund Trust II

• AOS, Inc. dba TradingBlock and MoneyBlock
• Advisory Group Equity Services LTD.
• Alight Financial Solutions, LLC
• Altruist Financial LLC
• American Enterprise Investment Services Inc.
• American Equity Investment Corporation
• American Investors Company
• American Portfolios Financial Services, Inc.
• Ameriprise Financial Services, Inc.
• Ameritas Investment Corp.
• Apex Clearing Corporation
• Ascensus Broker Dealer Services, LLC
• Ascensus Trust Company
• Ausdal Financial Partners, Inc.
• Avantax Investment Services, Inc.
• Avisen Securities, Inc.
• Axos Advisor Services
• Axos Clearing LLC
• BB&T Securities, LLC
• BCG Securities, Inc.
• BMO Harris Bank N.A.
• BNP Paribas New York Branch
• BNY Mellon, N.A.
• Benefit Trust Company
• Benjamin F. Edwards & Company, Inc.
• Berthel, Fisher & Company Financial Services, Inc.
• Brokers International Financial Services, LLC
• CIG Securities, Inc.
• CRI Securities, LLC
• Cadaret, Grant & Co., Inc.
• Calton & Associates, Inc.
• Cambridge Investment Research, Inc.
• Cantella & Co., Inc.
• Capital Investment Brokerage, Inc.
• Capital Investment Group, Inc.
• Capitol Securities Management, Inc.
• Cascade Financial Management, Inc.
• Centaurus Financial, Inc.
• Cetera Advisor Networks LLC
• Cetera Advisors LLC
• Cetera Financial Specialists LLC
• Cetera Investment Services LLC
• Charles Schwab & Co., Inc
• Coastal Equities, Inc.
• Comerica Bank
• Commonwealth Financial Network
• Concorde Investment Services, LLC
• Cowen Execution Services LLC
• CreativeOne Securities, LLC
• Credit Suisse Securities (USA) LLC
• Crown Capital Securities, L.P.
• Cuso Financial Services, L.P.
• D.A. Davidson & Co.
• Deutsche Bank Securities, Inc.
• Dinosaur Financial Group, L.L.C
• Dominick & Dominick LLC
• Dougherty & Company LLC
• Empower Financial Services, Inc.
• Essex Securities LLC
• FSC Securities Corporation
• First Allied Securities, Inc.
• First Citizens Securities Corporation
• First Dallas Securities Inc
• First Liberties Financial
• First Republic Securities Company, LLC
• Folio Investments, Inc.
• Fortune Financial Services, Inc.
• G.A. Repple & Company
• GWN Securities, Inc.
• Geneos Wealth Management, Inc.
• Girard Securities, Inc.
• Gradient Securities, LLC
• Grant Williams L.P.
• Grove Point Investments, LLC
• Hand Securities, Inc.
• Harbour Investments, Inc.
• Hazard & Siegel, Inc.
• Hilltop Securities Inc.
• Hunter Associates LLC
• IFP Securities, LLC
• INTL FCStone Financial Inc.
• Independent Financial Group, LLC
• Infinex Investments, Inc.
• Innovation Partners LLC
• Interactive Brokers LLC
• International Assets Advisory, LLC
• Intervest International Equities Corporation
• Investment Planners, Inc.
• J K R & Company, Inc.
• J.P. Morgan Securities LLC
• JPMorgan Chase Bank, N.A.
• Janney Montgomery Scott LLC
• Jefferies LLC
• KMS Financial Services, Inc.
• Kalos Capital, Inc.
• Kovack Securities, Inc.
• L.M. Kohn & Company
• LPL Financial LLC
• Lincoln Financial Advisors Corporation
• Lincoln Financial Securities Corporation
• Lincoln Investment Planning, LLC
• Lion Street Financial, LLC
• Lombard Securities Incorporated
• M Holdings Securities, Inc.
• Madison Avenue Securities, LLC
• Matrix Trust Company
• Mesirow Financial, Inc.
• Mid Atlantic Capital Corporation
• Mid Atlantic Clearing & Settlement Corporation
• Money Concepts Capital Corp
• Morgan Keegan & Company, Inc.
• Morgan Stanley Smith Barney LLC
• Muriel Siebert & Co., Inc.
• Mutual Securities, Inc.
• NEXT Financial Group, Inc.
• NPB Financial Group LLC
• Newbridge Securities Corporation
• North Star Investment Services, Inc.
• OneAmerica Securities, Inc.
• Oppenheimer & Co. Inc.
• Pershing Advisor Solutions LLC
• Pershing LLC
• Petersen Investments, Inc.
• PlanMember Securities Corporation
• Portfolio Resources Group, Inc.
• Principal Securities, Inc.
• Private Client Services, LLC
• Prospera Financial Services, Inc.
• Pruco Securities, LLC.
• R.J. O'Brien Securities, LLC
• RBC Capital Markets, LLC
• Raymond James & Associates, Inc.
• Raymond James Financial Services, Inc.
• Regulus Advisors, LLC
• Reliance Trust Company
• Rhodes Securities, Inc.
• Rothschild Investment Corporation
• Royal Alliance Associates, Inc.
• SCF Securities, Inc.
• SEI Private Trust Company
• SagePoint Financial, Inc.
• Sanctuary Securities, Inc.
• Sanders Morris Harris LLC
• Saxony Securities, Inc.
• Scottrade, Inc.
• Securian Financial Services, Inc.
• Securities America, Inc.
• Securities Management & Research, Inc.
• Securities Service Network, LLC
• Sentinel Securities, Inc.
• Shareholders Service Group, Inc.
• Signator Investors, Inc.
• Sorrento Pacific Financial, LLC
• Stifel, Nicolaus & Company, Incorporated
• Summit Brokerage Services, Inc.
• Sunbelt Securities, Inc.
• TD Ameritrade Trust Company
• TD Private Client Wealth LLC
• TIAA-CREF Individual & Institutional Services, LLC
• The GMS Group, LLC
• The O.N. Equity Sales Company
• The Strategic Financial Alliance, Inc.
• Thurston, Springer, Miller, Herd & Titak, Inc.
• Trade-PMR, Inc.
• TradeStation Securities, Inc.
• Triad Advisors LLC
• U.S. Bancorp Investments, Inc.
• U.S. Bank N.A.
• UMB Bank N.A.
• Uhlmann Price Securities, LLC
• United Planners Financial Services of America
• Voya Financial Advisors, Inc.
• Wedbush Securities Inc.
• Wells Fargo Clearing Services, LLC
• Western International Securities, Inc.
• Wiley Bros. - Aintree Capital, LLC
• Wilmington Trust Retirement & Institutional Services Company
• Winslow, Evans & Crocker, Inc.
• Woodbury Financial Services, Inc.
• World Equity Group, Inc.
• York Securities, Inc.

Northern Lights Fund Trust III

• ADP Broker-Dealer, Inc.
• AOS, Inc. dba TradingBlock and MoneyBlock
• Advisory Group Equity Services LTD.
• Alight Financial Solutions, LLC
• Allegis Investment Services, LLC
• Allen, Mooney & Barnes Brokerage Services, LLC
• Altruist Financial LLC
• American Investors Company
• American Portfolios Financial Services, Inc.
• Ameriprise Financial Services, Inc.
• Apex Clearing Corporation
• Arkadios Capital
• Arvest Investments, Inc.
• Ascensus Broker Dealer Services, LLC
• Ascensus Trust Company
• Ausdal Financial Partners, Inc.
• Avalon Investment & Securities Group, Inc.
• Avantax Investment Services, Inc.
• Axos Advisor Services
• Axos Clearing LLC
• B. Riley Wealth Management
• BB&T Securities, LLC
• BMO Harris Bank N.A.
• BNY Mellon Securities Corporation
• BNY Mellon, N.A.
• BOK Financial Securities, Inc.
• Beaconsfield Financial Services, Inc.
• Benefit Trust Company
• Benjamin F. Edwards & Company, Inc.
• Berthel, Fisher & Company Financial Services, Inc.
• Bolton Global Capital, Inc.
• Brokers International Financial Services, LLC
• CFD Investments, Inc.
• CRI Securities, LLC
• Cadaret, Grant & Co., Inc.
• Calton & Associates, Inc.
• Cambridge Investment Research, Inc.
• Cantella & Co., Inc.
• Capital Financial Services, Inc.
• Capital Investment Brokerage, Inc.
• Capital Investment Group, Inc.
• Capital Management Securities, Inc.
• Capitol Securities Management, Inc.
• Centaurus Financial, Inc.
• Center Street Securities, Inc.
• Cetera Advisor Networks LLC
• Cetera Advisors LLC
• Cetera Financial Specialists LLC
• Cetera Investment Services LLC
• Charles Schwab & Co., Inc
• Coastal Equities, Inc.
• Comerica Bank
• Commonwealth Financial Network
• Community Bank, N.A.
• Concorde Investment Services, LLC
• Concourse Financial Group Securities, Inc.
• Cowen Prime Services LLC
• CreativeOne Securities, LLC
• Credit Suisse Securities (USA) LLC
• Crown Capital Securities, L.P.
• Cuso Financial Services, L.P.
• Cutter & Company, Inc.
• D.A. Davidson & Co.
• DFPG Investments, Inc.
• DMK Advisor Group, Inc.
• Davenport & Company LLC
• Dempsey Lord Smith, LLC
• Deutsche Bank Securities, Inc.
• Emerson Equity LLC
• Empower Financial Services, Inc.
• FSC Securities Corporation
• FSIC
• First Allied Securities, Inc.
• First Asset Financial Inc.
• First Heartland Capital, Inc.
• First Republic Securities Company, LLC
• First Southern, LLC
• Folio Investments, Inc.
• Fortune Financial Services, Inc.
• Founders Financial Securities LLC
• GW & Wade Asset Management Company, LLC
• GWM Group, Inc.
• GWN Securities, Inc.
• Geneos Wealth Management, Inc.
• Girard Securities, Inc.
• Gradient Securities, LLC
• Grant Williams L.P.
• Grove Point Investments, LLC
• Hand Securities, Inc.
• Harbor Investment Advisory, LLC
• Harbour Investments, Inc.
• Hazard & Siegel, Inc.
• Herbert J. Sims & Co. Inc.
• Hilltop Securities Inc.
• Huntleigh Securities Corporation
• IFP Securities, LLC
• INTL FCStone Financial Inc.
• Independent Financial Group, LLC
• Infinex Investments, Inc.
• Infinity Financial Services
• Innovation Partners LLC
• Insight Securities, Inc.
• Interactive Brokers LLC
• International Assets Advisory, LLC
• Investacorp, Inc.
• Investment Planners, Inc.
• J.J.B. Hilliard, W.L. Lyons, LLC
• J.P. Morgan Securities LLC
• J.W. Cole Financial, Inc.
• JPMorgan Chase Bank, N.A.
• Jacques Financial, LLC
• Janney Montgomery Scott LLC
• Jefferies LLC
• KCD Financial, Inc.
• KMS Financial Services, Inc.
• Kalos Capital, Inc.
• Kestra Investment Services, LLC
• Key Investment Services LLC
• Kovack Securities, Inc.
• L.M. Kohn & Company
• LPL Financial LLC
• LaSalle St. Securities, L.L.C.
• Lantern Investments, Inc.
• Lincoln Financial Advisors Corporation
• Lincoln Financial Securities Corporation
• Lincoln Investment Planning, LLC
• Lion Street Financial, LLC
• M Holdings Securities, Inc.
• MWA Financial Services Inc.
• Madison Avenue Securities, LLC
• Matrix Trust Company
• Maxim Group LLC
• McDonald Partners LLC
• MerCap Securities, LLC
• Mesirow Financial, Inc.
• Mid Atlantic Capital Corporation
• Mid Atlantic Clearing & Settlement Corporation
• Moloney Securities Co., Inc.
• Money Concepts Capital Corp
• Moors & Cabot, Inc.
• Morgan Keegan & Company, Inc.
• Mutual Securities, Inc.
• NEXT Financial Group, Inc.
• NPB Financial Group LLC
• National Securities Corporation
• Nationwide Planning Associates, Inc.
• Newbridge Securities Corporation
• North Ridge Securities Corp.
• Oppenheimer & Co. Inc.
• PNC Bank, N.A.
• Park Avenue Securities LLC
• Parkland Securities, LLC
• Peak Brokerage Services, LLC
• Pershing Advisor Solutions LLC
• Pershing LLC
• PlanMember Securities Corporation
• Portsmouth Financial Services
• Premier Securities of America, Inc.
• Presidential Brokerage, Inc.
• Principal Securities, Inc.
• Private Portfolio, Inc.
• Prospera Financial Services, Inc.
• Purshe Kaplan Sterling Investments, Inc.
• Pyramid Funds Corporation
• RBC Capital Markets, LLC
• Raymond James & Associates, Inc.
• Raymond James (USA) Ltd.
• Raymond James Financial Services, Inc.
• Regulus Advisors, LLC
• Reliance Trust Company
• Rhodes Securities, Inc.
• Robert W. Baird & Co. Incorporated
• Ross, Sinclaire & Associates, LLC
• Royal Alliance Associates, Inc.
• SCF Securities, Inc.
• SEI Private Trust Company
• Sage, Rutty & Co., Inc.
• SagePoint Financial, Inc.
• Sanctuary Securities, Inc.
• Santander Securities LLC
• Saxony Securities, Inc.
• Securian Financial Services, Inc.
• Securities America, Inc.
• Securities Service Network, LLC
• Sentinel Securities, Inc.
• Shareholders Service Group, Inc.
• Sigma Financial Corporation
• Smith, Moore & Co.
• Snowden Account Services LLC
• Sorrento Pacific Financial, LLC
• Southeast Investments, N.C. Inc.
• Spire Securities, LLC
• Steward Partners Investment Solutions, LLC
• Stifel, Nicolaus & Company, Incorporated
• Stonnington Group, LLC
• Summit Brokerage Services, Inc.
• Sunbelt Securities, Inc.
• Symphonic Securities LLC
• Syndicated Capital, Inc.
• T. Rowe Price Investment Services, Inc.
• T.R. Winston & Company, LLC
• TD Ameritrade Trust Company
• TFS Securities, Inc.
• TIAA-CREF Individual & Institutional Services, LLC
• The Baker Group, LP
• The GMS Group, LLC
• The O.N. Equity Sales Company
• The Strategic Financial Alliance, Inc.
• Trade-PMR, Inc.
• TradeStation Securities, Inc.
• Triad Advisors LLC
• U.S. Bank N.A.
• UMB Bank N.A.
• USA Financial Securities Corporation
• United Brokerage Services, Inc
• United Planners Financial Services of America
• ValMark Securities, Inc.
• Valic Financial Advisors, Inc.
• Vanderbilt Securities, LLC
• Voya Financial Advisors, Inc.
• Wedbush Securities Inc.
• Wells Fargo Clearing Services, LLC
• Western International Securities, Inc.
• Westport Resources Investment Services, Inc.
• Wilmington Trust Retirement & Institutional Services Company
• Winslow, Evans & Crocker, Inc.
• Woodbury Financial Services, Inc.
• World Capital Brokerage, Inc.
• World Equity Group, Inc.
• York Securities, Inc.

Northern Lights Fund Trust IV

• Altruist Financial LLC
• American Portfolios Financial Services, Inc.
• Apex Clearing Corporation
• Axos Advisor Services
• BMO Harris Bank N.A.
• BNY Mellon, N.A.
• Benchmark Investments, LLC
• Benefit Trust Company
• Benjamin F. Edwards & Company, Inc.
• Berthel, Fisher & Company Financial Services, Inc.
• CRI Securities, LLC
• Cadaret, Grant & Co., Inc.
• Calton & Associates, Inc.
• Cambridge Investment Research, Inc.
• Centaurus Financial, Inc.
• Cetera Advisor Networks LLC
• Cetera Advisors LLC
• Cetera Financial Specialists LLC
• Cetera Investment Services LLC
• Charles Schwab & Co., Inc
• CreativeOne Securities, LLC
• Cuso Financial Services, L.P.
• E*Trade Securities LLC
• Empower Financial Services, Inc.
• First Allied Securities, Inc.
• First Citizens Investor Services, Inc.
• First Financial Equity Corporation
• Folio Investments, Inc.
• Fortune Financial Services, Inc.
• GWN Securities, Inc.
• Grove Point Investments, LLC
• H. C. Denison Co.
• Harbour Investments, Inc.
• Hilltop Securities Inc.
• IFP Securities, LLC
• Independent Financial Group, LLC
• Infinex Investments, Inc.
• Interactive Brokers LLC
• J.P. Morgan Securities LLC
• Janney Montgomery Scott LLC
• KMS Financial Services, Inc.
• LPL Financial LLC
• Landaas & Company, LLC
• Lincoln Investment Planning, LLC
• Matrix Trust Company
• Maxim Group LLC
• McNally Financial Services Corporation
• Mid Atlantic Clearing & Settlement Corporation
• Muriel Siebert & Co., Inc.
• NEXT Financial Group, Inc.
• NPB Financial Group LLC
• Pershing Advisor Solutions LLC
• Pershing LLC
• RBC Capital Markets, LLC
• Raymond James & Associates, Inc.
• Raymond James Financial Services, Inc.
• Reliance Trust Company
• SCF Securities, Inc.
• SEI Private Trust Company
• Sanders Morris Harris LLC
• Securian Financial Services, Inc.
• Securities America, Inc.
• Shareholders Service Group, Inc.
• Sorrento Pacific Financial, LLC
• Stifel, Nicolaus & Company, Incorporated
• TD Ameritrade Trust Company
• U.S. Bank N.A.
• United Planners Financial Services of America
• Wells Fargo Bank N.A.
• Wells Fargo Clearing Services, LLC
• Western International Securities, Inc.
• World Equity Group, Inc.

OCM Gold Fund

• Altruist Financial LLC
• Ameriprise Financial Services, Inc.
• Apex Clearing Corporation
• Ascensus Trust Company
• Axos Advisor Services
• Axos Clearing LLC
• BB&T Securities, LLC
• BancWest Investment Services, Inc.
• Cadaret, Grant & Co., Inc.
• Charles Schwab & Co., Inc
• Crews & Associates, Inc.
• Davenport & Company LLC
• E*Trade Clearing LLC
• Empower Financial Services, Inc.
• Fidelity Investments
• First Financial Equity Corporation
• G.A. Repple & Company
• GWN Securities, Inc.
• Geneos Wealth Management, Inc.
• General Securities Corp
• Girard Securities, Inc.
• Grove Point Investments, LLC
• Hapoalim Securities USA, Inc.
• Hilltop Securities Inc.
• INTL FCStone Financial Inc.
• Institutional Securities Corporation
• Interactive Brokers LLC
• Investors Brokerage of Texas, Ltd.
• J.P. Morgan Securities LLC
• JPMorgan Chase Bank, N.A.
• LPL Financial LLC
• Leerink Swann LLC
• Mesirow Financial, Inc.
• Mid Atlantic Capital Corporation
• Mid Atlantic Clearing & Settlement Corporation
• Morgan Stanley & Co. Incorporated
• Morgan Stanley Smith Barney LLC
• Muriel Siebert & Co., Inc.
• Mutual Securities, Inc.
• NEXT Financial Group, Inc.
• Pershing Advisor Solutions LLC
• Pershing LLC
• RBC Capital Markets, LLC
• Raymond James & Associates, Inc.
• Raymond James Financial Services, Inc.
• Reliance Trust Company
• Ridge Clearing & Outsourcing Solutions, Inc.
• SEI Private Trust Company
• Scottrade, Inc.
• Securities America, Inc.
• Securities Service Network, LLC
• Shareholders Service Group, Inc.
• Stifel, Nicolaus & Company, Incorporated
• Summit Equities, Inc.
• Syndicated Capital, Inc.
• TD Ameritrade Trust Company
• TD Ameritrade, Inc.
• The Securities Center, Inc.
• Trade-PMR, Inc.
• UBS Financial Services Inc.
• UMB Bank N.A.
• Waddell & Reed, Inc.
• Wedbush Morgan Securities Inc.
• Wells Fargo Clearing Services, LLC
• York Securities, Inc.

Rondure Funds

• Charles Schwab & Co., Inc
• Fidelity Investments
• Merrill Lynch, Pierce, Fenner & Smith Incorporated
• Morgan Stanley Smith Barney LLC
• Pershing Advisor Solutions LLC
• TD Ameritrade Clearing, Inc.
• U.S. Bank N.A.
• Vanguard Marketing Corporation
• Wells Fargo Clearing Services, LLC

The North Country Funds

• Alight Financial Solutions, LLC
• American Century Brokerage, Inc.
• Ameritas Investment Corp.
• BNP Paribas Securities Corp.
• Benefit Trust Company
• Cambridge Investment Research, Inc.
• Commonwealth Securities and Investments, Inc.
• Crown Capital Securities, L.P.
• Harrisdirect LLC
• LPL Financial LLC
• M Holdings Securities, Inc.
• Matrix Trust Company
• Mid Atlantic Capital Corporation
• Mid Atlantic Clearing & Settlement Corporation
• Morgan Stanley Smith Barney LLC
• Muriel Siebert & Co., Inc.
• Pershing Advisor Solutions LLC
• Pershing LLC
• Portsmouth Financial Services
• Reliance Trust Company
• SEI Private Trust Company
• TIAA-CREF Individual & Institutional Services, LLC
• The Strategic Financial Alliance, Inc.

The Saratoga Advantage Trust

• 1st Discount Brokerage, Inc.
• APW Capital, Inc.
• Abramenko & Company, Inc.
• Advisory Group Equity Services LTD.
• Alight Financial Solutions, LLC
• American Century Brokerage, Inc.
• American Global Wealth Management, Inc.
• American Investors Company
• American Municipal Securities Inc
• American Portfolios Financial Services, Inc.
• Ameriprise Financial Services, Inc.
• Aon Securities Corporation
• Arkadios Capital
• Arlington Securities, Inc.
• Ascensus Broker Dealer Services, LLC
• Aurum Securities Corp
• Avantax Investment Services, Inc.
• Axos Advisor Services
• Axos Clearing LLC
• B. C. Ziegler and Company
• B. Riley Wealth Management
• B.B. Graham & Co., Inc.
• BB&T Investment Services, Inc.
• BB&T Securities, LLC
• BHK Securities, LLC
• BNP Paribas New York Branch
• BNY Mellon Securities Corporation
• BOK Financial Securities, Inc.
• BancWest Investment Services, Inc.
• Bancnorth Investment Group, Inc
• Barclays Capital Inc.
• Beaconsfield Financial Services, Inc.
• Benefit Trust Company
• Bernard Herold & Co., Inc.
• Berthel, Fisher & Company Financial Services, Inc.
• BestVest Investments, Ltd.
• Blaylock Robert Van, LLC
• Boenning & Scattergood, Inc.
• Bolton Global Capital, Inc.
• Brazos Securities Inc
• Brill Securities, Inc.
• Broker Dealer Financial Services Corp.
• Brokers International Financial Services, LLC
• Brown Brothers Harriman & Co.
• BrownCo LLC
• Buell Securities Corp.
• Burpee Del Simone Capital Markets LLC
• CFD Investments, Inc.
• CRI Securities, LLC
• CV Brokerage, Inc.
• Cabot Lodge Securities LLC
• Cadaret, Grant & Co., Inc.
• Calton & Associates, Inc.
• Cambridge Investment Research, Inc.
• Cantella & Co., Inc.
• Cape Securities Inc.
• Capital Financial Services, Inc.
• Capital Investment Brokerage, Inc.
• Capital Investment Group, Inc.
• Capital Securities Investment Corporation
• Centaurus Financial, Inc.
• Cetera Advisor Networks LLC
• Cetera Advisors LLC
• Cetera Financial Specialists LLC
• Cetera Investment Services LLC
• Charles Schwab & Co., Inc
• Chelsea Financial Services
• Clark Dodge & Co Inc
• Commonwealth Financial Network
• Compass Securities Corporation
• Concorde Investment Services, LLC
• CreativeOne Securities, LLC
• Credit Suisse Securities (USA) LLC
• Crown Capital Securities, L.P.
• D.A. Davidson & Co.
• Davenport & Company LLC
• David Lerner Associates, Inc.
• Deutsche Bank Securities, Inc.
• Dreyfus Service Corporation
• E*Trade Clearing LLC
• Eastern Point Securities, Inc.
• Emerson Equity LLC
• Empower Financial Services, Inc.
• Equity Services, Inc.
• FSC Securities Corporation
• FSIC
• Fenwick Securities, Inc.
• Fidelity Investments
• First Allied Securities, Inc.
• First Citizens Investor Services, Inc.
• First Financial Equity Corporation
• First Heartland Capital, Inc.
• First Manhattan Co
• First Republic Securities Company, LLC
• Five Star Investment Services, Inc.
• Folio Investments, Inc.
• Fortune Financial Services, Inc.
• G.A. Repple & Company
• GWN Securities, Inc.
• Geneos Wealth Management, Inc.
• General Securities Corp
• Girard Securities, Inc.
• Goldman Sachs Execution & Clearing, L.P.
• Gradient Securities, LLC
• Great Eastern Securities Inc
• Gregory, Zent & Swanson, Inc.
• Grove Point Investments, LLC
• HSBC Securities (USA) Inc.
• Halliday Financial, LLC
• Hapoalim Securities USA, Inc.
• Harbour Investments, Inc.
• Harrisdirect LLC
• Hazard & Siegel, Inc.
• Hefren-Tillotson, Inc.
• Herbert J. Sims & Co. Inc.
• Heritage Financial Systems, Inc.
• Herndon Plant Oakley, LTD.
• Hilltop Securities Inc.
• Hornor, Townsend & Kent, LLC
• Huntleigh Securities Corporation
• IFP Securities, LLC
• IFS Securities
• INTL FCStone Financial Inc.
• Independent Financial Group, LLC
• Interactive Brokers LLC
• International Assets Advisory, LLC
• Intervest International Equities Corporation
• Investacorp, Inc.
• Investment Architects, Inc.
• Investment Management Corporation
• Investment Security Corporation
• J K R & Company, Inc.
• J.J.B. Hilliard, W.L. Lyons, LLC
• J.K. Financial Services, Inc.
• J.P. Morgan Securities LLC
• J.P. Morgan Securities, Inc.
• JPMorgan Chase & Co., N.A.
• Jacques Financial, LLC
• Janney Montgomery Scott LLC
• Jefferies LLC
• John James Investments, LTD.
• Johnson Securities, Inc.
• KCD Financial, Inc.
• KMS Financial Services, Inc.
• Kalos Capital, Inc.
• Kensington Capital Corp.
• Key Investment Services LLC
• Kobren Insight Brokerage, Inc.
• Kovack Securities, Inc.
• L.M. Kohn & Company
• LPL Financial LLC
• LaSalle St. Securities, L.L.C.
• Lantern Investments, Inc.
• Leigh Baldwin & Co., LLC
• Lincoln Financial Advisors Corporation
• Lincoln Financial Securities Corporation
• Lincoln Investment Planning, LLC
• Lombard Securities Incorporated
• M Holdings Securities, Inc.
• M&I Brokerage Services, Inc.
• M&T Securities, Inc
• MMA Securities LLC
• Mark Stewart Securities, Inc.
• Maxim Group LLC
• Merrimac Corporate Securities, Inc.
• MetLife Securities Inc.
• Mid Atlantic Capital Corporation
• Mid Atlantic Clearing & Settlement Corporation
• MidSouth Capital, Inc.
• Miller, Johnson Steichen Kinnard, Inc.
• Monarch Capital Group, LLC
• Money Concepts Capital Corp
• Moors & Cabot, Inc.
• Morgan Keegan & Company, Inc.
• Morgan Stanley DW Inc.
• Morgan Stanley Smith Barney LLC
• Mountain River Securities
• Muriel Siebert & Co., Inc.
• Mutual Securities, Inc.
• NBC Securities, Inc.
• NEXT Financial Group, Inc.
• NPB Financial Group LLC
• National Clearing Corp
• National Pension & Group Consultants, Inc
• National Securities Corporation
• Nationwide Planning Associates, Inc.
• Neidiger, Tucker, Bruner, Inc.
• Ni Advisors
• Northwestern Mutual Investment Services, LLC
• OFG Financial Services, Inc.
• Oppenheimer & Co. Inc.
• Oriental Financial Services Corp.
• Oshima & Associates
• PNC Investments LLC
• Packerland Brokerage Services, Inc.
• Patrick Capital Markets, LLC
• Percival Financial Partners, LTD.
• Pershing Advisor Solutions LLC
• Pershing LLC
• Peter Elish Investments Securities
• Piper Jaffray & Co
• Planners Financial Services, Inc.
• Presidential Brokerage, Inc.
• Principal Securities, Inc.
• Private Client Services, LLC
• Professional Asset Management, Inc.
• Prospera Financial Services, Inc.
• Purshe Kaplan Sterling Investments, Inc.
• Queens Road Securities LLC
• R.M. Stark & Co., Inc.
• RBC Capital Markets, LLC
• Raphael Aryeh and Associates
• Raymond James & Associates, Inc.
• Raymond James Financial Services, Inc.
• Reliance Trust Company
• Robert W. Baird & Co. Incorporated
• Ross, Sinclaire & Associates, LLC
• Rothschild Investment Corporation
• Royal Alliance Associates, Inc.
• Royal Securities Company
• Ryan, Beck & Co.
• SCF Securities, Inc.
• SEI Private Trust Company
• SagePoint Financial, Inc.
• Sanctuary Securities, Inc.
• Sanders Morris Harris LLC
• Scottrade, Inc.
• Scottsdale Capital Advisors Corp
• Securian Financial Services, Inc.
• Securities America, Inc.
• Securities Management & Research, Inc.
• Securities Service Network, LLC
• Seven Points Capital, LLC
• Shareholders Service Group, Inc.
• Sigma Financial Corporation
• Signal Securities, Inc.
• Signator Investors, Inc.
• Silber Bennett Financial, Inc.
• Smith Hayes Financial Services Corporation
• Smith, Moore & Co.
• Sorrento Pacific Financial, LLC
• Spencer Clarke LLC
• Spire Securities, LLC
• Stifel, Nicolaus & Company, Incorporated
• Summit Brokerage Services, Inc.
• Sunset Financial Services, Inc.
• Supreme Alliance LLC
• T. Rowe Price Investment Services, Inc.
• TD Ameritrade Trust Company
• TD Ameritrade, Inc.
• TIAA-CREF Individual & Institutional Services, LLC
• The GMS Group, LLC
• The Investment Center, Inc.
• The Leaders Group, Inc.
• The Strategic Financial Alliance, Inc.
• Thompson Davis & Co., Inc.
• Thornhill Securities Inc
• Trade-PMR, Inc.
• Triad Advisors LLC
• U.S. Bank N.A.
• U.S. Brokerage, Inc.
• U.S. Trust Company of New York
• UBS Financial Services Inc.
• UMB Bank N.A.
• USA Financial Securities Corporation
• USAllianz Securities, Inc.
• USI Securities Inc.
• United Planners Financial Services of America
• Vanderbilt Securities, LLC
• Vanguard Marketing Corporation
• VectorGlobal WMG, Inc.
• Voya Financial Advisors, Inc.
• Voya Financial Partners, LLC
• W.R. Hambrecht & Co., LLC
• WRP Investments, Inc.
• Wall Street Access
• Webster Investment Services, Inc.
• Wells Fargo Advisors Financial Network, LLC
• Wells Fargo Bank N.A.
• Wells Fargo Clearing Services, LLC
• Western Growers Financial Services, Inc.
• Western International Securities, Inc.
• Westminster Financial Securities, Inc.
• Westport Resources Investment Services, Inc.
• Whitehall-Parker Securities, Inc.
• Wilbanks Securities, Inc.
• Wiley Bros. - Aintree Capital, LLC
• Winslow, Evans & Crocker, Inc.
• Wintrust Investments LLC
• Woodbury Financial Services, Inc.
• World Equity Group, Inc.
• York Securities, Inc.

Tributary Funds

• Alight Financial Solutions, LLC
• Altruist Financial LLC
• American Portfolios Financial Services, Inc.
• Ameriprise Financial Services, Inc.
• Arvest Investments, Inc.
• Ascensus Broker Dealer Services, LLC
• Ascensus Trust Company
• Axos Advisor Services
• B. C. Ziegler and Company
• BB&T Securities, LLC
• BMO Harris Bank N.A.
• BNP Paribas Securities Corp.
• Bancnorth Investment Group, Inc
• Bankers Life Securities, Inc.
• Benefit Trust Company
• Benjamin F. Edwards & Company, Inc.
• CRI Securities, LLC
• Cadaret, Grant & Co., Inc.
• Cambridge Investment Research, Inc.
• Cetera Advisor Networks LLC
• Cetera Advisors LLC
• Cetera Financial Specialists LLC
• Cetera Investment Services LLC
• Charles Schwab & Co., Inc
• Comerica Bank
• Comerica Securities, Inc.
• Concourse Financial Group Securities, Inc.
• Cuso Financial Services, L.P.
• D.A. Davidson & Co.
• Devenir, LLC
• Edward D. Jones & Co., L.P.
• Empower Financial Services, Inc.
• FSC Securities Corporation
• Fidelity Investments
• Fieldpoint Private Securities, LLC
• First Allied Securities, Inc.
• First Command Financial Planning, Inc.
• First National Bank of Omaha
• Grove Point Investments, LLC
• Harbor Investment Advisory, LLC
• Hornor, Townsend & Kent, LLC
• Independent Financial Group, LLC
• Infinex Investments, Inc.
• J K R & Company, Inc.
• J.P. Morgan Securities LLC
• JPMorgan Chase Bank, N.A.
• Janney Montgomery Scott LLC
• LPL Financial LLC
• Lincoln Financial Advisors Corporation
• Lincoln Financial Securities Corporation
• Lion Street Financial, LLC
• M Holdings Securities, Inc.
• Matrix Trust Company
• Merrill Lynch, Pierce, Fenner & Smith Incorporated
• Mid Atlantic Capital Corporation
• Mid Atlantic Clearing & Settlement Corporation
• Morgan Stanley Smith Barney LLC
• Muriel Siebert & Co., Inc.
• NEXT Financial Group, Inc.
• PNC Bank, N.A.
• PNC Investments LLC
• Pershing Advisor Solutions LLC
• Pershing LLC
• PlanMember Securities Corporation
• RBC Capital Markets, LLC
• RFS Partners
• Raymond James & Associates, Inc.
• Raymond James (USA) Ltd.
• Raymond James Financial Services, Inc.
• Reliance Trust Company
• Royal Alliance Associates, Inc.
• SEI Private Trust Company
• SagePoint Financial, Inc.
• Sanctuary Securities, Inc.
• Securian Financial Services, Inc.
• Securities America, Inc.
• Shareholders Service Group, Inc.
• Sorrento Pacific Financial, LLC
• TD Ameritrade Clearing, Inc.
• TD Ameritrade Trust Company
• TD Private Client Wealth LLC
• TFS Securities, Inc.
• TIAA-CREF Individual & Institutional Services, LLC
• The Bank of New York Mellon
• The O.N. Equity Sales Company
• Triad Advisors LLC
• U.S. Bank N.A.
• UBS Financial Services Inc.
• Vanguard Marketing Corporation
• Voya Financial Partners, LLC
• Wells Fargo Bank N.A.
• Wells Fargo Clearing Services, LLC
• Woodbury Financial Services, Inc.
• York Securities, Inc.

Two Roads Shared Trust

• APW Capital, Inc.
• Alight Financial Solutions, LLC
• Allen & Company of Florida, Inc.
• Altruist Financial LLC
• American Portfolios Financial Services, Inc.
• Apex Clearing Corporation
• Arete Wealth Management, LLC
• Ascensus Trust Company
• Axiom Capital Management, Inc.
• Axos Advisor Services
• Axos Clearing LLC
• B. Riley Wealth Management
• BB&T Securities, LLC
• BMO Harris Bank N.A.
• BNY Mellon, N.A.
• Benefit Trust Company
• Benjamin F. Edwards & Company, Inc.
• Bolton Global Capital, Inc.
• Brokers International Financial Services, LLC
• CFD Investments, Inc.
• CIBC World Markets Corp.
• CRI Securities, LLC
• Cadaret, Grant & Co., Inc.
• Calton & Associates, Inc.
• Cambridge Investment Research, Inc.
• Capital Investment Brokerage, Inc.
• Capital Investment Group, Inc.
• Centaurus Financial, Inc.
• Cetera Advisor Networks LLC
• Cetera Advisors LLC
• Cetera Financial Specialists LLC
• Cetera Investment Services LLC
• Charles Schwab & Co., Inc
• Commonwealth Financial Network
• Community Bank, N.A.
• CreativeOne Securities, LLC
• Crews & Associates, Inc.
• Crown Capital Securities, L.P.
• Cuso Financial Services, L.P.
• Cutter & Company, Inc.
• D.M. Kelly & Company
• DMK Advisor Group, Inc.
• DST Retirement Solutions, LLC
• Davenport & Company LLC
• Empower Financial Services, Inc.
• Equity Services, Inc.
• Essex Securities LLC
• FSC Securities Corporation
• First Allied Securities, Inc.
• First Manhattan Co
• First Republic Securities Company, LLC
• Folio Investments, Inc.
• GWN Securities, Inc.
• Geneos Wealth Management, Inc.
• Girard Securities, Inc.
• Gradient Securities, LLC
• Grove Point Investments, LLC
• Hand Securities, Inc.
• Harbour Investments, Inc.
• Hilltop Securities Inc.
• IFP Securities, LLC
• INTL FCStone Financial Inc.
• Independent Financial Group, LLC
• Infinex Investments, Inc.
• Interactive Brokers LLC
• International Assets Advisory, LLC
• Investacorp, Inc.
• J K R & Company, Inc.
• J.P. Morgan Securities LLC
• JPMorgan Chase Bank, N.A.
• Janney Montgomery Scott LLC
• KMS Financial Services, Inc.
• Kestra Investment Services, LLC
• LPL Financial LLC
• Lincoln Financial Advisors Corporation
• Lincoln Financial Securities Corporation
• Lincoln Investment Planning, LLC
• Lion Street Financial, LLC
• M Holdings Securities, Inc.
• Madison Avenue Securities, LLC
• Matrix Trust Company
• McDonald Partners LLC
• Mercury Securities, LLC
• Mid Atlantic Capital Corporation
• Mid Atlantic Clearing & Settlement Corporation
• Money Concepts Capital Corp
• Morgan Stanley Smith Barney LLC
• Mutual Securities, Inc.
• NEXT Financial Group, Inc.
• NPB Financial Group LLC
• National Securities Corporation
• PNC Bank, N.A.
• Park Avenue Securities LLC
• Parkland Securities, LLC
• Pershing Advisor Solutions LLC
• Pershing LLC
• Portsmouth Financial Services
• Presidential Brokerage, Inc.
• Principal Securities, Inc.
• Prospera Financial Services, Inc.
• Purshe Kaplan Sterling Investments, Inc.
• RBC Capital Markets, LLC
• Raymond James & Associates, Inc.
• Raymond James Financial Services, Inc.
• Reliance Trust Company
• Royal Alliance Associates, Inc.
• SCF Securities, Inc.
• SEI Private Trust Company
• SagePoint Financial, Inc.
• Sanctuary Securities, Inc.
• Sanders Morris Harris LLC
• Securian Financial Services, Inc.
• Securities America, Inc.
• Securities Service Network, LLC
• Shareholders Service Group, Inc.
• Sigma Financial Corporation
• Signator Investors, Inc.
• Smith, Moore & Co.
• Sorrento Pacific Financial, LLC
• Stephens Inc.
• Stifel, Nicolaus & Company, Incorporated
• Summit Brokerage Services, Inc.
• Sunbelt Securities, Inc.
• TCFG Wealth Management, LLC
• TD Ameritrade Trust Company
• TFS Securities, Inc.
• The Investment Center, Inc.
• The O.N. Equity Sales Company
• The Strategic Financial Alliance, Inc.
• Tigress Financial Partners, LLC
• Trade-PMR, Inc.
• TradeStation Securities, Inc.
• Transamerica Financial Advisors, Inc.
• Triad Advisors LLC
• U.S. Bank N.A.
• UMB Bank N.A.
• Uhlmann Price Securities, LLC
• United Planners Financial Services of America
• Wedbush Securities Inc.
• Wells Fargo Clearing Services, LLC
• WestPark Capital, Inc.
• Westminster Financial Securities, Inc.
• Wilmington Trust Retirement & Institutional Services Company
• Winslow, Evans & Crocker, Inc.
• Woodbury Financial Services, Inc.
• Worden Capital Management LLC
• York Securities, Inc.

Zacks Trust

• Altruist Financial LLC
• Charles Schwab & Co., Inc
• J.P. Morgan Securities LLC
• LBMZ Securities, Inc.
• LPL Financial LLC
• Matrix Trust Company
• Merrill Lynch, Pierce, Fenner & Smith Incorporated
• Morgan Stanley Smith Barney LLC
• Pershing Advisor Solutions LLC
• Pershing LLC
• RBC Capital Markets, LLC
• Raymond James & Associates, Inc.
• Raymond James Financial Services, Inc.
• SEI Private Trust Company
• UBS Financial Services Inc.
• Vanguard Marketing Corporation